UNIVERSITY OF ROCHESTER SCHOOL OF ENGINEERING AND APPLIED SCIENCE DEPARTMENT OF ELECTRICAL ENGINEERING [phone, fax, email] April 16, 1998 To whom it may concern: I have read the recent signed statements by William Hones, Edward Hones, Peter Campbell, and others concerning the case that Hones and Hones have attempted to construct in justification of their position regarding the relationship of the Harrigan invention [1] to their own [2]. In connection with this matter, I make the following observations: 1) Hones and Hones continue to discount as insignificant the importance of rotation in achieving levitation of the Levitron TM. I am surprised by this stance, because it is clearly the rotation of the top – not mere design details of the base magnet’s configuration – that makes the Levitron TM work. Earnshaw’s theorem is circumvented, and levitation made possible, by rotating the top. Recent statements issued by the Honeses and others must not distract us from what is crucial about what makes the Levitron TM work. 2) Hones and Hones tell (or have allowed to circulate) a strange story of long and fruitless years spent searching for the right magnet configuration to achieve levitation. What is strange is that this quest was destined to fail from the start. Without some means to counter the inevitable orientational instability, levitation of a permanent magnet in the field of another permanent magnet is impossible. I must admit to puzzlement that Edward Hones, a trained physicist, would have pursued this unattainable goal because it would appear from their own reports that he was trying to find an exception to Earnshaw’s theorem, when in fact there are no exceptions to Earnshaw’s theorem. There are situations where this famous theorem does not apply, and Harrigan’s invention is one of these. 3) Given the blind alley where Hones and Hones found themselves, it is difficult to believe that they ever could have published their patent and developed the Levitron TM without employing Harrigan’s elegant solution of using rotation to control the levitated magnet’s orientation. In his patent, Harrigan clearly recognized the value of rotation in suppressing orientational instability to achieve levitation. In fact, his patent describes a second method of overcoming the natural orientational instability using a pendulum-like attachment to the levitated magnet. The fact that this approach is less practical than rotation does not weaken Harrigan’s position; rather, it shows that Harrigan understood the real problem – viz… suppression of the orientational instability – and worked hard enough to come up with more than one solution to it. 4) The Hones patent does contain one interesting statement to the effect that the magnetic base plate must have corners in order to achieve the necessary lifting and centering forces. All published theoretical and/or computational models for the Levitron TM that I know of, including those of Berry [3], Simon et al. [4], Jones et al. [5], and Gans et al. [6] show unequivocally that an axisymmetric base magnet, e.g., a ring or torus with a circular periphery, will work fine. The claim of Hones and Hones – that the base magnet must have corners – is wrong. 5) In the Honeses patent, the claim that the base plate can be flat instead of dish-shaped figures less prominently in the text than does their (erroneous) claim that the base plate must have corners. 6) Far more important to a robust design for the Levitron TM than either the magnetization orientation or the shape of the outer periphery is a central hole (or a reversed-magnetized region) in the base magnet. This feature is neither mentioned nor claimed in the Honeses patent, despite the fact that it is employed in the commercial version of the Levitron TM sold by Fascinations Inc. Interestingly enough, one of Harrigan’s magnet designs – the one using an array of small cylindrical magnets mounted in a circle – takes advantage of this idea. The central hole promotes creation of the magnetic field reversal on the axis near the base that facilitates spinning the top by hand before it is raised up by the lifter plate. A central hole in the base also helps to shape the field for a good locus of stability. Harrigan would probably refer to this field shaping in terms of his "cone". These points, while hardly complete, do provide some representation of my views on the true origin of the magnetic levitation device commonly called the Levitron TM. The recent testimony of William Hones, Edward Hones, Peter Campbell, and others has not changed the opinion I formed when I first read the two patents [1,2] several years ago. Sincerely, [signature] T. B. Jones Professor of Electrical Engineering Numbered References: 1. R.M. Harrigan, U.S. Patent # 4,382,245, "Levitation Device". May 3, 1983. 2. E.W. Hones and W. G. Hones, U.S. Patent #5,404,062, "Magnetic levitation device and method", April 4, 1995. 3. M.V. Berry, Proc. Royal Soc. (London) 452, 1207 (1996). 4. M. D. Simon, L. O. Heflinger, S. L. Ridgway, Amer. J. Phys 65, 286 (1997). 5. T. B. Jones, M. Washizu, and R. Gans, Journal of Applied Physics 82,883 (1997). 6. R. Gans, T. B. Jones, and M. Washizu, Journal of Physics: D. Applied Physics 31, 671 (1998).